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Investec Capital Services (India) Private Limited

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Review India legal documentation

Investor Charter

AIF PDF 692.63 KB
Merchant Banker - Debt Market PDF 603.45 KB
Merchant Banker - Equities PDF 1.44 MB
Merchant Banker - INVITS and REITS PDF 862.13 KB
Merchant Banker - Municipal Debt Securities PDF 860.74 KB
Merchant Banker - Private Placement of Invits to be listed PDF 696.85 KB
Research Analyst PDF 456.79 KB
Stock Broker PDF 472.89 KB

Regulatory Disclosures - Investec India

Account Opening Kit for Corporates PDF 611.38 KB
Account Opening Kit for Domestic Financial Institutions PDF 611.75 KB
Account Opening Kit for Foreign Institutional Investor PDF 608.08 KB
Account Opening Kit for Foreign Portfolio Investor Category I PDF 593.18 KB
Account Opening Kit for Foreign Portfolio Investor Category II PDF 622.68 KB
Account Opening Kit for Non-individuals PDF 581.57 KB
Account Opening Kit for Foreign Direct Investment PDF 611.37 KB

For any investor grievances please email: regulator-correspondence@investec.co.in

Attention Investors - Prevent unauthorised transactions in your account update your mobile numbers/email IDs with your stock brokers. Receive information of your transactions directly from Exchange on your mobile/email at the end of the day. Issued in the interest of investors.

 

  • Online Dispute Resolution ('ODR') Portal

    Securities and Exchange Board of India (‘SEBI’) vide circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023 provided guidelines for online resolution of disputes in the Indian securities market through establishment of a common Online Dispute Resolution (“ODR”) Portal which harnesses online conciliation and online arbitration for resolution of disputes arising between investors and listed companies or specified intermediaries/regulated entities in the securities market.

    SEBI vide circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 4, 2023 further clarified that the investor shall first take up his/her/their grievance with the Market Participant (Listed Companies/specified intermediaries/regulated entities) by lodging a complaint directly with the concerned Market Participant. If the grievance is not redressed satisfactorily, the investor may escalate the same through the SCORES Portal. After exhausting the above options, if the investor is not satisfied with the outcome, he/she/they can initiate dispute resolution through the ODR Portal.

    SEBI has also issued a Master Circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/145 consolidating the above-mentioned circulars being circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023 and circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/135 dated August 4, 2023. These SEBI circulars are available on the website of SEBI and can also be accessed here. 

    For more information, access the Smart Online Dispute Resolution. 

Master circular for online dispute resolution

Master Circular for Online Resolution of Disputes PDF 538.77 KB
ODR Corrigendum cum Amendment to Circular PDF 436.41 KB
Online Resolution of Disputes in the Indian Securities Market PDF 843.38 KB
Filing of complaints on SCORES – Easy & quick

a. Register on SCORES portal

b. Mandatory details for filing complaints on SCORES-. Name, PAN, Address, Mobile Number, Email ID

c. Benefits:

i. Effective communication
ii. Speedy redressal of the grievances

Compliance Guidelines in Vernacular Language

Member have displayed the documents relating to rights & obligations, uniform risk disclosure document, do's & don't in vernacular languages on their own website (if any) and copy of the same is provided to clients on request. 

https://www.nseindia.com/membership/content/complinc_trading_mem.htm

 

Company details

Company Name: Investec Capital Services (India) Private Limited

CIN: U65999MH2010FTC204309

SEBI Registration No

Merchant Banker- INM000011971

Stock Broker-INZ000007138

Research Analyst- INH000000263

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