Simone Smith

Head of Compliance – Investec Wealth & Investment

I am responsible for identifying, assessing and prioritising the regulatory requirements that are applicable to the Investec Wealth & Investment business and ensuring that the company complies with all legislative and regulatory requirements. By ensuring the company meets the highest level of regulatory compliance it means we are in turn ensuring clients are receiving the best conduct outcomes.

Contact details

Background/experience

Previous roles include:

  • Compliance Officer at Investec Wealth & Investment
  • Internal Audit Manager at Investec
  • Audit Manager, Financial Services at KPMG

Qualifications

  • Qualified Chartered Accountant CA(SA)
  • Registered FAIS and JSE Compliance Officer

What drives me

I am driven by a passion for sustainability and making the world a better place for future generations.