This section of our website is for Financial Advisers
This page and the others in this section are only appropriate for Financial Advisers or IFAs and are not suitable for individual investors. If you are an individual, or private investor, please visit our Private Client Wealth Management section.
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We recognise the importance of the decision to outsource the management of your clients' investments to a third party. We aim to provide you with confidence through complete transparency right from the start of our relationship, beginning with the reports to help you fulfil your due diligence obligations.
Download a standard report using the links below, or use DD|hub to create a bespoke report that is relevant to your business and requirements.
Download the reports
Investec Wealth & Investment (UK) DDQ
We have created a due diligence questionnaire (DDQ) that provides you with information on our company and how we work with you, our investment services and processes, a section on MPS on Platform, client administration, compliance and systems and service providers.
Threesixty assess the adequacy of the controls and procedures Investec Wealth & Investment (UK) has established to mitigate the regulatory and business risks arising from the provision of its discretionary management service to intermediaries.
Defaqto publish an annual DFM Satisfaction survey, the report is based on feedback from adviser firms that have outsourced their client investment assets to third-party discretionary managers and identifies where expectations are being met by cross-matching ranked importance to ranked satisfaction.
Use our DD|hub tool to create your own bespoke report based on the service you are most interested in:
- Discretionary Portfolio Management
- Managed Portfolio Service on Platforms
- AIM Portfolio IHT Plan
WIth DD|hub you can either select your own questions to focus on or use pre-built question sets, with the results delivered promptly in either Excel or PDF for easy review.
Alternatively, create a report from your own questions on DD|hub's website.
Consumer Duty information
Access value assessments for our products and propositions, as part of the Consumer Duty changes.
Your hard-earned reputation will be in safe hands
When you partner with us you’ll be working with one of the UK’s most reputable wealth management companies. The five-star quality of our services has consistently been recognised by Defaqto — the UK’s advisers have voted us one of their preferred DFM providers since 2013, and we were shortlisted as a top performer in 12 out of their 14 categories in 2023*. We are also delighted to have been awarded Best Discretionary Fund Manager at the 2021 and 2022 Investment Life & Pensions Moneyfacts awards.
*Defaqto’s DFM Satisfaction Survey 2023
Best Discretionary Fund Manager
2021 - 2023
5 Star Award - Discretionary Fund Management
Five-star rating for our Bespoke Discretionary Fund Management service
2013 – 2023
Gold rating for our Discretionary Fund Management service
Five-star rating for our MPS on Platforms service
2020 - 2023
Asset Risk Consultants (ARC)
3D Award for our commitment to transparency, engagement and integrity
Citywire Adviser Choice Awards
Best Wealth Management Service – London
Investec Wealth & Investment (UK) is a trading name of Investec Wealth & Investment Limited which is a subsidiary of Rathbones Group Plc. Investec Wealth & Investment Limited is authorised and regulated by the Financial Conduct Authority and is registered in England. Registered No. 2122340. Registered Office: 30 Gresham Street. London. EC2V 7QN.